A. Investment services and activities as provided by Law No. 126/2018:
1. reception and transmission of orders regarding one or more financial instruments;
2. execution of orders on behalf of the clients;
4. portfolio management;
5. investment consulting;
7. placement of financial instruments without a firm commitment;
B. Related services as provided by Law No. 126/2018:
1. Preservation and management of financial instruments on behalf of clients, including custody and ancillary services, such as cash / guarantee management and excluding the provision and administration of securities accounts at the highest level. The provision and administration of securities accounts at the highest level are the "centralized administration service" referred to in point A (2) of the Annex to Regulation (EU) No. 909/2014.
2. Granting credits or loans to an investor to enable him / her to conduct a transaction with one or more financial instruments, a transaction involving the firm granting the loan or the loan
3.Consultancy provided to companies in terms of capital structure, industrial strategy and related issues; consultancy and services in the field of mergers and acquisitions of enterprises
4.Exchange services where these services are related to the provision of investment services
5. Investment research and financial analysis or any other form of general recommendation on transactions in financial instruments
6. Underwriting services
7. Investment services and activities as well as ancillary services of the type included in this Section or in Section A on derivative financial instruments included in Section C, points 5-7 and 10, where they are related to the provision of investment services or ancillary services.
In carrying out the secondary activities, the company PRIME TRANSACTION SA will provide, according to the ASF Regulation no. 5/2019, also the following activities:
b)renting the immovable property, provided that it is not the registered office of the S.S.I.F. or a secondary establishment authorized by the A.S.F.;
c)the main intermediary activity according to the provisions of Law no. 236/2018 on insurance distribution, hereinafter referred to as Law no.236/2018, and the relevant legal provisions;
d)the activity of secondary intermediary according to the provisions of Law no. 236/2018 and the relevant legal provisions;
e)credit intermediary, in compliance with the provisions of Government Emergency Ordinance no. 50/2010 on credit agreements for consumers, approved with amendments and completions by Law no. 288/2010, as amended;